| Date | Name | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| Mon, 21 Sep 2026 | Kleinman Adam M | officer: CCO and Secretary | F-InKind | 3,451 | $18.53K |
| Mon, 21 Sep 2026 | Kleinman Adam M | officer: CCO and Secretary | A-Award | 791 | $0 |
| Mon, 21 Sep 2026 | Kleinman Adam M | officer: CCO and Secretary | A-Award | 15,292 | $0 |
| Mon, 21 Sep 2026 | Davis Keri | officer: CFO | F-InKind | 2,972 | $15.96K |
| Mon, 21 Sep 2026 | Davis Keri | officer: CFO | A-Award | 1,372 | $0 |
| Mon, 21 Sep 2026 | Davis Keri | officer: CFO | A-Award | 7,646 | $0 |
| Mon, 21 Sep 2026 | Great Elm Group, Inc. | 10 percent owner | J-Other | 111,958 | $0 |
| Mon, 29 Jun 2026 | Great Elm Strategic Partnership I, LLC | 10 percent owner | J-Other | 180,000 | $981K |
| Fri, 7 Nov 2025 | Kaplan Matthew D | officer: CEO and President | P-Purchase | 19,650 | $150.13K |
| Holder | Shares | % out | Change |
|---|---|---|---|
| Northern Right Capital Management, L.P. | 383,971 | 2.8% | +0 |
| Cruiser Capital Advisors, LLC | 97,779 | 0.7% | −29,691 |
| UBS Group AG | 28,250 | 0.2% | +22,329 |
| Crestwood Advisors Group, LLC | 26,625 | 0.2% | +0 |
| Vident Advisory, LLC | 26,609 | 0.2% | — |
| Rockefeller Capital Management L.P. | 25,000 | 0.2% | +0 |
| Ethos Financial Group, LLC | 24,059 | 0.2% | −2,250 |
| Significant Wealth Partners LLC | 16,771 | 0.1% | +298 |
| Founders Financial Alliance, LLC | 13,770 | 0.1% | — |
| Rangeley Capital, LLC | 10,000 | 0.1% | +0 |
| TRUST CO OF TOLEDO NA /OH/ | 3,874 | 0.0% | +0 |
| ROYAL BANK OF CANADA | 2,612 | 0.0% | +0 |
| Allworth Financial LP | 1,400 | 0.0% | −6 |
| MORGAN STANLEY | 1,387 |
| 0.0% |
| −36 |
| Russell Investments Group, Ltd. | 744 | 0.0% | — |
